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mearsheimer's 5 assumptions of realism

Despite realisms long history as a theory of international politics and its widespread use by scholars and policymakers such as E.H. Carr, George Kennan, Henry Kissinger, and Hans Morgenthau, the traditional realist argument rests on weak foundations. The strength of dominance hierarchies in humans is debated and varies empirically, but such hierarchies are always evident in some form or other. Close this message to accept cookies or find out how to manage your cookie settings. To summarize, a species that lives communally could have two broad forms of social organization. Mearsheimer explains and argues for his theory of "offensive realism" by stating its key assumptions, evolution from early realist theory, and its predictive capability. Whereas classical realists such as Hans Morgenthau had traced international conflicts to the natural propensity of political leaders to seek to increase their power, neorealists (or structural realists) such as Waltz located the cause of war in the structure of international relations. State as primary actor 2. Mearsheimers other works included Conventional Deterrence (1983), Liddell Hart and the Weight of History (1988), Why Leaders Lie: The Truth About Lying in International Politics (2011), The Great Delusion: Liberal Dreams and International Realities (2018), and scores of articles published in academic journals. Mearsheimers argument is a key contribution to the growing body of literature on offensive realism.Reference Lynn-Jones33,34 In general, offensive realists argue that states are compelled to maximize their relative power because of competition in the international system.Reference Mearsheimer35,36,37 States will be secure only by acting in this way. On the contrary, it provides or adds to the reasons why we demand and need them, and indeed why they are so hard to establish and maintain. Therefore, to the extent that it matters, let us address the bonobo-chimpanzee issue briefly here, because certain phylogenetic and socio-ecological factors suggest that we are more like chimpanzees than bonobos. On the importance of resource harvesting for the development of dominance hierarchies, see James L. Boone, Competition, conflict, and the development of social hierarchies, in. Why would hunter-gatherer groups fight at all? John J. Mearsheimer, in full John Joseph Mearsheimer, (born December 14, 1947, New York, New York, U.S.), prominent American scholar of international relations best known for his theory of offensive realism. Darwin himself envisioned these nuances, even though he did not know the biological mechanisms at work. Behavior intention models, for example, assume people have: a linear time orientation (the future has meaning), an internal locus of control, and the ability to think in probabilistic terms. Correspondence: Dominic D. P. Johnson, Alastair Buchan Professor ofInternational Relations, Department of Politics andInternational Relations, University of Oxford, St. Antonys College, 62 Woodstock Road, Oxford OX2 6JF, United Kingdom. Mearsheimer is the R. Wendell Harrison Distinguished Service Professor of Political Science at the University of Chicago. Realism, under Mearsheimer's perception, suggests states are rational since they ought to think strategically about their survival (Shadunts, 2016). Few principles unite the discipline of international relations, but one exception is anarchythe absence of government in international politics. More important, however, is that we both evolved in conditions of free-for-all competitionof anarchywithout any Leviathan to administer life-and-death struggles with rival groups, a situation well recognized in the study of international relations among states. The role of war in the evolution of political systems and the functional priority of defense,, For an excellent review of the logic for, and evidence of, adaptations for war, see, Inclusive fitness has recently been the subject of a heated debate in the biological literature; see M. A. Nowak, Corina E. Tarnita, and Edward O. Wilson, The evolution of eusociality,, There is copious evidence from historical and contemporary times that such nepotism is a significant influence in politics. These types of adaptations not only consume precious time and energy but can also decrease survival in other, nonreproductive domains of life (for example, the plumage of male peacocks limits their ability to fly). Genes obviously do not want or try to spread, but the machinery of natural selection means that self-serving alleles will generally increase in relative frequency in the population over time, at the expense of alleles that are neutral or self-sacrificing for no return benefit. This perspective does not deny the importance of institutions, norms, and governance in international politics. Sexual selection is typically responsible for the hierarchical nature of group-living animal species, including humans, as males fight for rank and the reproductive benefits in brings. Has data issue: false Given the prominence of the concept in present-day international relations theory, it is striking that anarchy only took hold as a central feature of scholarship in recent decades, since the publication of Kenneth Waltzs Theory of International Politics in 1979. The most obvious challenge that evolutionary theory presents to international relations concerns our understanding of human nature. In short, the core elements of Mearsheimer's offensive realism are the five assumptions, states, fear, self-help, relative power maximization, the balance of power and war. Note that we did not pick the traits of egoism, dominance, and ingroup/outgroup bias out of a hat. Thus, humans may consider other variables, such as the possibility of future trade or cooperation, when assessing outgroups. Combining the previous two considerations (leaders and sex) raises another problem: If leaders are especially egoistic and domineering, and if sex is a primary cause, does this not mean that we predict state leaders will undertake actions (consciously or subconsciously) that serve to maximize their own personal reproductive opportunitiesperhaps at the expense of state interests? 1-49; Robert Gilpin, War and Our theory is also unlimited in domain, explaining behavior wherever there are human actors and weak external constraints on their actions, from ancestral human groups, ethnic conflict, and civil wars to domestic politics, free markets, and international relations. However, there is, of course, considerable variation in egoism, dominance, and ingroup/outgroup bias. Mearsheimer's theory is a spin-off of Kenneth Waltz's neorealism, also known as structural or defensive realism. Evolutionary theory provides an important framework for understanding the ingroup/outgroup distinction commonly noted by anthropologists, sociologists, and political scientists, and perhaps most prominently by psychologists.Reference Kurzban, Neuberg and Buss120,121 Of the many biases identified in the so-called cognitive revolution in psychology, the ingroup/outgroup bias is one of most pervasive, pernicious, and powerful. Also like Waltz, Mearsheimer argues that bipolarity (where two states have the majority of power and international influence) is more stable than multipolarity for three reasons: First, bipolarity provides fewer opportunities for war between the superpowers; second, there will tend to be smaller imbalances of power between the superpowers; and, third, there is less potential for great power miscalculation.29. . All three species descended from an (unknown) common ancestor. John Mearsheimer's Theory and its Major Assumptions|Realism #realpolitik International Relations & Politics 13.4K subscribers Subscribe 153 2.4K views 6 months ago Talk given on December. In general, humans cooperate where we can (e.g., within groups or within alliances deriving mutual benefit), but the anarchy of international relations is a hostile environment that, like the one in which humans evolved, tends to trigger our egoism, dominance, and group bias. However, offensive realism is one of the most compelling current theories for explaining major phenomena across the history of international politics, such as great power rivalries and the origins of war. Behavior under anarchy in different domains. Those conditions, according to Mearsheimer, create strong incentives for states to behave aggressively toward each other. Because states cannot know with certainty the present or future intentions of other states, he concluded, it is rational for them to attempt to preempt possible acts of aggression by increasing their military might and adopting an assertive position whenever their core security interests are at stake. Neorealism points to international anarchy, a phenomenon we can evaluate, as the ultimate cause of state behavior. Mearsheimer explains that when following a realist policy . The fifth assumption is that states are rational actors, which is to say they are capable of coming up with sound strategies that maximize their prospects for survival. Much of Thayers scholarship centers onlife-sciences insights into political-behavioral topics, including the origins of war and ethnic conflict and the dynamics of suicide terrorism. Note that the table captures key patterns, not universal behavior. In this article, we ask whether the three core assumptions about behavior in offensive realismself-help, power maximization, and outgroup fearhave any basis in scientific knowledge about human behavioral evolution. The very existence of these phenomena, not to mention the extreme efforts and expense they continually require to function, only supports the point that international politics needs very special and powerful arrangements to prevent people from acting as offensive realistspredisposed as they are to do so. Even where dominance hierarchies are actively suppressed, such as in more egalitarian small-scale societies, suppression itself is evidence of the competition for status that simmers beneath the surface.Reference Boehm99 In historical and contemporary societies, competition for power is all too obvious, and the quest for status, dominance, and leadership is ancient and ever present.Reference Mazur100,101,Reference Ludwig102,Reference King, Johnson and Van Vugt103. The international order, in other words, is determined by the balance of power between states. Corrections? Third, critics point to international cooperation among states as evidence against offensive realism. A couple of times a month, groups of males would venture stealthily and deliberately into the periphery of their neighbors territory and, if the invaders found males wandering there alone, they brutally beat them to death. We do not propose a nave transplant of nature red in tooth and claw (to quote Tennyson) into international politics. Please refer to the appropriate style manual or other sources if you have any questions. In 2003 he was elected to the American Academy of Arts and Sciences. Previous work has explored the implications of evolved human behaviors for specific aspects of politics and international relations, such as the causes of war or risk-taking.19 However, we ask a bigger-picture question, identifying whether core assumptions underlying international relations theory match scientific knowledge about human evolution and behavior. These findings may be surprising for those who hold to the popular notion of a harmonious and peaceful past in which humans were at one with nature and each other, but the evidence suggests the opposite. Part of the reason for its intuitive and explanatory success is, we suggest, its close match with human behavior. In fact, interactions with people from other groupsunrelated others that may not have shared interestsmay be especially costly or lethal compared to within-group interactions. Such comparisons are not central to our argument. Total loading time: 0 Evolutionary theory makes three major contributions to the offensive realist theory of international politics: (1) a novel ultimate cause of the primary traits of offensive realist behavior (self-help, power maximization, and fear); (2) an extension of offensive realism to any domain in which human actors compete for power (e.g., civil war, ethnic conflict, or domestic politics); and (3) an explanation for why individual leaders themselves, not just states, behave as they do. The environment in which we evolved typically implies the Pleistocene era, lasting from 2 million years ago until around 10,000 years ago. Let us know if you have suggestions to improve this article (requires login). One reason why an evolutionary explanation of egoism, dominance, and ingroup/outgroup bias is useful is because alternative explanations for these empirical traits have failed. Strikingly, therefore, behavioral dispositions that enhanced success in the small-scale intergroup anarchy of humans evolutionary past may have endowed us with behaviors that also enhance success in the anarchy of the international system. Indeed, the competition for mates is subject to a special type of evolutionary selection processsexual selection, as opposed to standard natural selection. Mearsheimer follows on the premises of Kenneth Waltz's theory by deriving the behavior of states from the "structure" of the international system. As an alpha male provides stability to the group, so too a hegemon in international politics, as many scholars recognize, may provide stability for lesser states both in the realm of international security and for international political economy. Mearsheimer based his theory on five core assumptions: (1) the international system is anarchic (there is no authority that exists above the states to arbitrate their conflicts), (2) all states have some military capability (however limited), (3) states can never fully ascertain the intentions of other states, (4) states value survival above all Chimpanzees, for example, will attack others when they have a numerical advantage, but they will retreat if they are outnumbered.Reference Wilson, Britton and Franks162 This behavior makes perfect sense from an evolutionary perspective, because a decision-making mechanism that takes account of the probability of winning will spread at the expense of a decision-making mechanism that does not. Mearsheimer outlines five assumptions or premises comprising his theoretical . Our editors will review what youve submitted and determine whether to revise the article. However, while the resulting behavior may have been adaptive in our ancestral environment, it may be maladaptive, or even disastrous, today. The impressive design, by Tom Piper, comprises two very tall ladders, and . His new book, God is Watching You: How the Fear of God Makes Us Human (Oxford University Press, 2015), examines the role of religion in the evolution of cooperation and how cross-culturally ubiquitous and ancient beliefs in supernatural punishment have helped human society overcome major challenges of collective action. Mearsheimers contrasting view, which he called offensive realism, holds that the need for security, and ultimately for survival, makes states aggressive power maximizers. 5-57; Eric J.Labs, "Beyond Victory: Offensive Realism and the Expansion of War Aims,"Security Studies,Vol. This collective benefit points to the special and much more significant role of anarchy at a higher levelanarchy between groups. We recognize that many factors may affect the behavior of states, including bureaucracies, types of government, culture, international institutions, or the international system itself, but we also recognize, as traditional theories of international politics have from the time of Thucydides, that humans affect state behavior as well.Reference Levy202 Many factors come between an individual leader and the behavior of a state, but that does not mean leaders have no effect at all. Structuralism is a method of study that focuses on the interaction of the parts, or units of a system, seeing them as more useful to study than the individual units themselves.27 Waltz uses structuralism to demonstrate how the distribution of power in international politics is critical for understanding whether war is more or less likely.28 By wedding anarchy as an ultimate cause and structuralism as a method of analysis, Waltzs neorealism improves upon Morgenthaus realism in two ways. Others are even older, such as the limbic system, hormones, and sexual dimorphism, which are shared by countless species extending across all mammals and beyond. Footnote 16 In summary, Mearsheimer's realism is influenced profoundly by this core theoretical commitment to structural realism and its modification to include the rational actor assumption. Evolutionary theory can also explain dominance. http://www.oed.com/view/Entry/59922#eid5780558, http://edge.org/conversation/steven_pinker-the-false-allure-of-group-selection. Let us begin, therefore, by situating offensive realism in the realist paradigm moregenerally. 1 (Summer 1990), pp.

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